ࡱ>  LMNOPQRSTU l \pThe Free Software Foundation B=PF0*8X@"1 Helvetica1Courier1 Courier New1 Courier New1 Helvetica$#,##0_);($#,##0)$#,##0_);[Red]($#,##0)$#,##0.00_);($#,##0.00)$#,##0.00_);[Red]($#,##0.00)-**_($* #,##0_);_($* (#,##0);_($* "-"_);_(@_)*)'_(* #,##0_);_(* (#,##0);_(* "-"_);_(@_)5,2_($* #,##0.00_);_($* (#,##0.00);_($* "-"??_);_(@_)2+/_(* #,##0.00_);_(* (#,##0.00);_(* "-"??_);_(@_)2$#,##0.00;[Red]$#,##0.003$#,##0.00;[Red]($#,##0.00)4$#,##0;[Red]($#,##00)50.00%;[Red](0.00%)6 0%;[Red](0%)7#,##0.00;[Red](#,##0.00)8#,##0;[Red](#,##0)                + ) , *   Ј ~~ ؈ ~~#؈ ~~"؈ ~~ ؈ ~~8#܈ ~~9#܈ ~~4#܈ ~~3#܈ ~~7#܈ ~~7"܈ ~~"؈ ~~83ffff̙̙3f3fff3f3f33333f33Q VIVUS INC$ VIVUS INC (1) +5NA FINDEX&Q`CONDENSED CONSOLIDATED BALANCE &LCONDENSED CONSOLIDATED STATEMEN&CONDENSED CONSOLIDATED STAT (1)&6CONDENSED CONSOLIDATED STAT (2)&DRevenue by Source and Geography&Revenue by Source and Geogr (1) #(3 SHAREBASED COMPENSATION&<4 CASH CASH EQUIVALENTS AND AVA&T4 CASH CASH EQUIVALENTS AND (1)qlFair Value Measurements"uFair Value Measurements (1)y5 ACCOUNTS RECEIVABLE 6 INVENTORIES&7 PREPAID EXPENSES AND OTHER CU&8 INTANGIBLE AND OTHER NONCURRE&38 INTANGIBLE AND OTHER NONC (1)&S9 ACCRUED AND OTHER LIABILITIES&13 LONGTERM DEBT AND COMMITMENT$!Senior Secured Notes Due 2024 2RevenuesKNet product revenue`Cost of goods sold&HSelling general and administrat&FResearch and development expensSummary Cash Flows&nIssuer Purchases of Equity SecuEXHIBITp SIGNATURES&Table of Contents&fE INDICATES MATERIAL THAT WAS OM&f INDICATES MATERIAL THAT WA (1)&+ INDICATES MATERIAL THAT WA (2)&V INDICATES MATERIAL THAT WA (3)  EXHIBIT (1)&5 INDICATES MATERIAL THAT WA (4)&E INDICATES MATERIAL THAT WA (5)Q TrueUp NEB& INDICATES MATERIAL THAT WA (6)& INDICATES MATERIAL THAT WA (7)& INDICATES MATERIAL THAT WA (8)&* INDICATES MATERIAL THAT WA (9)&; INDICATES MATERIAL THAT W (10)&MExhibit B Agreement Coordinator&^ INDICATES MATERIAL THAT W (11)&oo INDICATES MATERIAL THAT W (12)F EXHIBIT A&insert names who will sign the !Month YYYY or Quarter YYYY Quarter YYYY or Year YYYY{IN WITNESS WHEREOF& INDICATES MATERIAL THAT W (13)& INDICATES MATERIAL THAT W (14)ZIN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2) IN WITNESS WHEREOF (3)%IN WITNESS WHEREOF (4)5IN WITNESS WHEREOF (5)PFTABLE OF CONTENTS (1)bTABLE OF CONTENTS (2)WARRANTS DATA TABLE kPagePage (1)1Page (2)}TABLE OF CONTENTS (3)%PTable of Contents and Headings%kTable of Contents and Head (1),IN WITNESS WHEREOF (6)d=Exercise AmountMAssignorCompanyAssignee]Page (3){TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)0Payment of Securities&CNo Adverse Interpretation of Ot&rTSignature Page to the IndenturengOther Definitions (2)#xNo Obligation of the Trustee#No Obligation of the Tru (1)#ÚNo Obligation of the Tru (2)Zprovidedhowever&2The Issuer will furnish to any providedhowever (1)Effect of Headings 7Issuer PURCHASERSB+EXISTING WARRANTS=CAPITALIZATIONT Exhibit 3119e Exhibit 312&uSECTION 906 OF THE SARBANESOXLE&@SECTION 906 OF THE SARBANES (1) l  B$  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } a/} $ } $       VIVUS INC 10-Q 08/07/2018 VIVUS, INC.  Delaware   94-3136179/ ' (State or other jurisdiction of   (IRS employer. & incorporation or organization)  identification number)  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@~ZdXL$=PF0*8X> @ l  4  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INCNAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 8} $ }        VIVUS INC 10-Q 08/07/2018 VIVUS, INC.1 ) 900 E. Hamilton Avenue, Suite 550  $  Campbell, California ~ 7 / (Address of principal executive office)   (Zip Code)  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@~Z nbV.=PF0*8X> @ l  E  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)INDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } <(} } 6} !       VIVUS INC 10-Q 08/07/2018 N/A  ) ! Large accelerated filer ? Accelerated filer ? Non-accelerated filer ?# Smaller reporting company ?  5 -(Do not check if a smaller reporting company)! Emerging growth company ?   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(TVJ>2=PF0*8X> @ l  -[_  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NA!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 0} 0G}  -      VIVUS INC 10-Q 08/07/2018 INDEX & PART I - FINANCIAL INFORMATION~      Item 1? 7Condensed Consolidated Financial Statements (Unaudited)~  - %Condensed Consolidated Balance Sheets~  1 )as of June 30, 2018 and December 31, 2017,$Condensed Consolidated Statements of~ /'Operations for the Three and Six Months$Ended June 30, 2018 and 2017,$Condensed Consolidated Statements of~ 0(Comprehensive Loss for the Three and Six+#Months Ended June 30, 2018 and 2017,$Condensed Consolidated Statements of~ 0(Cash Flows for the Six Months Ended June30, 2018 and 2017;3Notes to Unaudited Condensed Consolidated Financial~  Statements Item 2,$Management?s Discussion and Analysis~ R80of Financial Condition and Results of Operations Item 3B:Quantitative and Qualitative Disclosures about Market Risk~ ~ Item 4Controls and Procedures~ ~#PART II - OTHER INFORMATION~ D l`@vB}3qO= !"#$%&'()*+,  Item 1 Legal Proceedings~ ! Item 1A! Risk Factors~ !" Item 2C";Unregistered Sales of Equity Securities and Use of Proceeds~ "# Item 3'#Defaults Upon Senior Securities~ #$ Item 4$Mine Safety Disclosures~ $% Item 5%Other Information~ %& Item 6&Exhibits~ &'' Signatures~ '()$*____________________________1+)Created by Morningstar Document Research.0,(http://documentresearch.morningstar.com/vcn=PF0*8X> @,,++** l  5[ya  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } @} $ }  } $ }  5      VIVUS INC 10-Q 08/07/2018-%CONDENSED CONSOLIDATED BALANCE SHEETS  June 30,   December 31, ~  ~   ASSETS   Unaudited     Current assets:     ) ! Cash and cash equivalents~ v} ~ b -% Available-for-sale securities~  ~  ( Accounts receivable, net~ ~ n Inventories~ [~ 91 Prepaid expenses and other current assets~ c~ *p( Total current assets~  ~ +# Property and equipment, net~ ~ z7/ Intangible and other non-current assets~ ~   Total assets~ ~ ",5- LIABILITIES AND STOCKHOLDERS? DEFICIT( Current liabilities:  Accounts payable~ C~ b-% Accrued and other liabilities~ ~ O  Deferred revenue~ ~ n 1) Current portion of long-term debt -~ nP)! Total current liabilities~ ~ ]6. Long-term debt, net of current portion~ * ~ "<4 Deferred revenue, net of current portion~ NB~  I=5 Non-current accrued and other liabilities~ n~ D l|pdE Ul6Y 8W !"#$%&'()*+,-./01234%  Total liabilities ~ fU  ~  -!% Commitments and contingencies!!!!!&" Stockholders? deficit:"""""7#/ Preferred stock; $1.00 par value; 5,000# #-## #-/$'shares authorized; no shares issued and1%)outstanding at June 30, 2018 and December&31, 20176'. Common stock; $.001 par value; 200,000'~ '''~ '.(&shares authorized; 106,187 and 105,9771))shares issued and outstanding at June 30,0*(2018 and December 31, 2017, respectively.+& Additional paid-in capital+~ +::3++~ +24,, Accumulated other comprehensive loss,~ ,,,~ ,'- Accumulated deficit-~ -b--~ -N+.# Total stockholders? deficit.~ .RL..~ .n;/3 Total liabilities and stockholders? deficit~ //~ /",01$2____________________________13)Created by Morningstar Document Research.04(http://documentresearch.morningstar.com/.*KU#HewO=PF0*8X> @z443322////       l  ),t  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } =} $ }  } $ }  } $ }  } $ } )                                  VIVUS INC 10-Q 08/07/20187/CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS     Three Months Ended  Six Months Ended  June 30,  June 30, ~  ~  ~  ~   Revenue:           #  Net product revenue~   ~  ~ e ~ j-% License and milestone revenue - - -  ~  "N Supply revenue~ J~ !~ *  ~  \ Royalty revenue~ r ~ : ~   ~  J Total revenue~ ~ n~   ~  ~U   # Operating expenses:   ;3 Cost of goods sold (excluding amortization)~ Z3~ 4~ r\  ~  ~5- Amortization of intangible assets~ ~ ~ R  ~  3+ Selling, general and administrative~ ~ ~ NT  ~  Vh( Research and development~ ~ ~ 5  ~  1( Total operating expenses~ "~ Z~   ~  b2   -% (Loss) income from operations~ ~ ~ ҧ  ~  #   7/ Interest expense and other expense, net~  ~ :~ ~  ~  ,$ Loss before income taxes~ ;~ .~ V  ~  .91 Provision for (benefit from) income taxes~ ~ ~ B  ~   Net loss~ ;~ .~  ~  ZD:l~rfZx80EY[[G ! " # $ % & ' (             5!- Basic and diluted net loss per share:!Q!!p= ף!!)\(̿! ! Q5"- Shares used in per share computation:""""""""" " " !# Basic and diluted#~ #z##~ #s##~ #Fy# # ~ # q$%$&____________________________1')Created by Morningstar Document Research.0((http://documentresearch.morningstar.com/p]QE=PF0*8X> @(( '' && !!!!!!!!            l  +  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } =} $ } U} $ } U} $ } $} $ } U                        VIVUS INC 10-Q 08/07/2018?7CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE LOSS     Three Months Ended  Six Months Ended  June 30,  June 30, ~  ~  ~  ~   Net loss~ ; ~ . ~  ~ Z; 3 Unrealized gain on securities, net of taxes ~    ~   ~   ~ *" Translation adjustment~  -~     -" Comprehensive loss~ D~ 0~  ~  "$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.vj^Rp0PK?3 =PF0*8X> @              l  :+o  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } C} $ }  } $ } I :      VIVUS INC 10-Q 08/07/20187/CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS  Six Months Ended  June 30, ~  ~ %  Operating activities:       Net loss~  ~ Z80 Adjustments to reconcile net loss to net+#cash used for operating activities:-% Depreciation and amortization~ ^~ 7/ Amortization of debt issuance costs and~ J~ ֛ discounts6. Amortization of discount or premium on~  ~ %available-for-sale securities0( Share-based compensation expense~ ~ 2* Changes in assets and liabilities:# Accounts receivable~ r~ 6 Inventories~ ~~ 1) Prepaid expenses and other assets~ . ~ -  Accounts payable~ ~ -% Accrued and other liabilities~ n~ J  Deferred revenue~ ~~ 6. Net cash used for operating activities~ ~ O)! Investing activities:0( Property and equipment purchases~ z~ D l~rfZ1uFZE.UH !"#$%&'()*+,-./01234567890 ( Acquisition of PANCREAZE license ~    -:!2 Purchases of available-for-sale securities!~ !2!!~ !6@"8 Proceeds from maturity of available-for-sale"~ "nw""~ "Bi# securities9$1 Proceeds from sales of available-for-sale$~ $$$~ $p% securities9&1 Net cash (used for) provided by investing&~ &Bp&&~ &’' activities%( Financing activities:(((((/)' Net proceeds from debt issuance)~ )^)) )-+*# Repayments of notes payable*~ *v**~ *V:+2 Net proceeds from exercise of common stock+~ +++ +-,options;-3 Sale of common stock through employee stock-~ -b--~ -j. purchase plan9/1 Net cash provided by (used for) financing/~ /"//~ /0 activities911 Net decrease in cash and cash equivalents1~ 1p11~ 1}.2& Cash and cash equivalents:22222!3 Beginning of year3~ 3b 33~ 3,4 End of period~ 4v}4~ 4ک56$7____________________________18)Created by Morningstar Document Research.09(http://documentresearch.morningstar.com/8 ueOx ydNcu=PF0*8X> @Z 9988774444       l  "f  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } a/} $ }  } $ } $} U} $ }  } $ } } $ }  } U} $ }  "      VIVUS INC 10-Q 08/07/2018'Revenue by Source and Geography      # Three Months Ended June 30, ~  ~   U.S.  ROW  Total  U.S.  ROW  Total* " Qsymia-Net product revenue~   $- ~  ~   $- ~ / ' PANCREAZE - Net product revenue ~ !   -  ~ !   -   -   -+# PANCREAZE - Royalty revenue -~ *~ *    -   - --% STENDRA/SPEDRA-Supply revenue~ 6~ ~ J    -  ~ !~ !.& STENDRA/SPEDRA-Royalty revenue -~ J ~ J     -  ~ : ~ :  Total revenue~ >~ ~ ~  ~   ~  V*~ ~ n     !Six Months Ended June 30,~  ~   U.S. ROW Total   U.S.   ROW Total*" Qsymia-Net product revenue~ zD $-~ zD ~  j   $-~ j/' PANCREAZE - Net product revenue~ ! -~ !    -   - -+# PANCREAZE - Royalty revenue -~ *~ *    -   - -.& STENDRA/SPEDRA-License revenue - - -  ~  "N   -~ "N-% STENDRA/SPEDRA-Supply revenue~ ~ ~ *  ~  :  ~ !~ \.& STENDRA/SPEDRA-Royalty revenue -~ n~ n    -  ~ J~ J Total revenue~ Fv~ n-~ ~  ~  ! ~  3~ ~ ~U$____________________________DClvj_+SLIC:2}q !1 )Created by Morningstar Document Research.0!(http://documentresearch.morningstar.com/=PF0*8X> @j-!!                        l  $%$Z%  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } =} $ } $} $ } $} $ }  } $ } } $ } $} $ }  } $ }  $      VIVUS INC 10-Q 08/07/2018'Revenue by Source and Geography      # Three Months Ended June 30, ~  ~   Qsymia   PANCREAZE  STENDRA/ SPEDRA  Total  Qsymia  STENDRA/ SPEDRA  Total#  Net product revenue~  ~ !  $- ~   ~   $- ~   Supply revenue  -   -  ~ J  ~ J   -  ~ !  ~ ! Royalty revenue -~ *~ J   ~  r    -~ : ~ :  Total revenue~ ~ :"~  ~   ~  ~ V*~ n     ;3 Cost of goods sold (excluding amortization)~ ~ ~  ~  Z3 ~  ~ ~ 45- Amortization of intangible assets~ j~ ~ $- ~   ~   $-~      !Six Months Ended June 30,~  ~  Qsymia PANCREAZESTENDRA/ SPEDRA   Total  QsymiaSTENDRA/ SPEDRA Total# Net product revenue~ zD~ ! $- ~  e ~  j $-~ j License - - -    -   -~ "N~ "N Supply revenue - -~ *  ~  *   -~ \~ \ Royalty revenue -~ *~ n  ~     -~ J~ J Total revenue~ zD~ :"~ = ~   ~  j~ ~ ~U     ;3 Cost of goods sold (excluding amortization)~ *~ ~ v) ~  r\ ~  <~ U~ ~5- Amortization of intangible assets~ ~ ~ $- ~  R ~   $-~ Dlvjn;"Q4JNeU! @zO##""!!                                  l  ;  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 7} $ } U} $ } U} $ }  } $ }                        VIVUS INC 10-Q 08/07/2018#3. SHARE-BASED COMPENSATION     Three Months Ended  Six Months Ended  June 30,  June 30, ~  ~  ~  ~ "  Cost of goods sold~ J ~ : ~ z ~ n3 + Selling, general and administrative ~   ~    ~   ~ ( Research and development~ 2~ ^~ v  ~  6. Total share-based compensation expense~ f~  ~  ~  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.znLbQE9=PF0*8X> @              l  rS  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } C} $ }  } $ } $} $ }  } $ }                             VIVUS INC 10-Q 08/07/2018D<4. CASH, CASH EQUIVALENTS, AND AVAILABLE-FOR-SALE SECURITIES     As of June 30, 2018     Gross  Gross      Amortized   Unrealized   Unrealized   Estimated@ 8 Cash and cash equivalents and available-for-sale Cost  Gains  Losses   Fair Value  securities+# Cash and money market funds~ v} $- $- ~  v}( U.S. Treasury securities~  -~ R  ~  )! Corporate debt securities~ 2~ &~   ~  , Total~ N~ &~   ~  Z80 Less amounts classified as cash and cash~  - -  ~   equivalents3+ Total available-for-sale securities~ ~ &~  ~   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8 qeYM8#]Fs=PF0*8X> @              l  Dk  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVAFair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } C} $ }  } $ } } $ }  } $ }                             VIVUS INC 10-Q 08/07/2018D<4. CASH, CASH EQUIVALENTS, AND AVAILABLE-FOR-SALE SECURITIES     As of December 31, 2017     Gross  Gross      Amortized   Unrealized   Unrealized   Estimated@ 8 Cash and cash equivalents and available-for-sale Cost  Gains  Losses   Fair Value  securities+# Cash and money market funds~ b  $- $- ~  b ( U.S. Treasury securities~ :I~ ~   ~  G)! Corporate debt securities~ f~ B~ j  ~  | Total~  ~ F~ >  ~  ~ 80 Less amounts classified as cash and cash~  - -  ~   equivalents3+ Total available-for-sale securities~  ~ F~ > ~   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8 qeYM 4|XAn=PF0*8X> @              l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } *} $ }  } $ }  } $ } $} $ }                       VIVUS INC 10-Q 08/07/2018Fair Value Measurements     As of June 30, 2018  Level 1  Level 2  Level 3  Total+ # Cash and money market funds~ v}  $-  $- ~ v}(  U.S. Treasury securities ~    -   -  ~ ) ! Corporate debt securities  -  ~ ,   -  ~ , Total~ ]~ , $- ~  Z$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,i|~r=E=PF0*8X> @           l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value Measurements5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } *} $ }  } $ }  } $ } $} $ }                       VIVUS INC 10-Q 08/07/2018Fair Value Measurements     As of December 31, 2017  Level 1  Level 2  Level 3  Total+ # Cash and money market funds~ b   $-  $- ~ b (  U.S. Treasury securities ~ G   -   -  ~ G) ! Corporate debt securities  -  ~ |   -  ~ | Total~ rT~ | $- ~  ~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,m|~r9A=PF0*8X> @           l  Φ  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1) 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $4} $ } U} $ }        VIVUS INC 10-Q 08/07/20185. ACCOUNTS RECEIVABLE   Balance as of  June 30,   December 31, ~  ~   Qsymia~   ~   STENDRA/SPEDRA ~    ~  PANCREAZE~  -~ ~ z3+ Qsymia allowance for cash discounts~ ~  Net~ ~ n$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/2s+LBtL=PF0*8X> @b         l  %  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } U} $ } U} $ }        VIVUS INC 10-Q 08/07/20186. INVENTORIES   Balance as of  June 30,   December 31, ~  ~   Raw materials~  ~ ~  Work-in-process ~    ~ b# Finished goods~ fI~  Inventories~ [~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/. {3MA5)=PF0*8X> @b         l  "  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } U5} $ }  } $ }        VIVUS INC 10-Q 08/07/20184,7. PREPAID EXPENSES AND OTHER CURRENT ASSETS   Balance as of  June 30,   December 31, ~  ~ 4 , Prepaid sales and marketing expenses~  ~    Taxes receivable ~   ~ ! Prepaid insurance~ J~ 1) Other prepaid expenses and assets~ #~ z3 Total~ c~ *p$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/0ui]xOY=PF0*8X> @b         l     dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } '} $ }  } $ }  } $ } U} $ } } $ }  } $ } U       VIVUS INC 10-Q 08/07/20182*8. INTANGIBLE AND OTHER NON-CURRENT ASSETS        June 30, 2018  December 31, 2017  Cost  Accumulated Amortization  Net  Cost  Accumulated Amortization  Net%  PANCREAZE license (1)~  ~  ~   $-  $-  $-#  Janssen patents (2) ~ /  ~ B  ~    ~ /  ~   ~  (  Other non-current assets ~    -  ~   ~    -  ~  Total~ ~ ~  ~  2 ~  ~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,1|wk_9k=PF0*8X> @               l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ }        VIVUS INC 10-Q 08/07/20182*8. INTANGIBLE AND OTHER NON-CURRENT ASSETS  2018 (remainder)~ q~  ~ b~  ~ "~  ~ ~  ~  Thereafter~  Total~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.Cwk_; i1 =PF0*8X> @*  l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } >} $ }  } $ }        VIVUS INC 10-Q 08/07/2018( 9. ACCRUED AND OTHER LIABILITIES   Balance as of  June 30,   December 31, ~  ~ : 2 Accrued employee compensation and benefits~ & ~ 8< 4 Reserve for product returns (see Note 2) ~ w  ~ z91 Product-related accruals (see Note 2)~ U~ Y:2 Accrued interest on debt (see Note 13)~ f ~ j+# Accrued manufacturing costs~ i~ Z)! Other accrued liabilities~ N<~ R( Total~ ~ O$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4ui!!4znF=PF0*8X> @b         l  #?T   dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIESSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 7} $ }  } $ } I #      VIVUS INC 10-Q 08/07/2018*"13. LONG-TERM DEBT AND COMMITMENTS   Balance as of  June 30,   December 31, ~  ~ - % Senior secured notes due 2018 $- ~ `6 . Unamortized discount and debt issuance  -  ~  costs2* Senior secured notes due 2018, net -~ `1) Convertible senior notes due 2020~ ˜ ~ BB6. Unamortized discount and debt issuance~ ~  costs6. Convertible senior notes due 2020, net~  ~ -% Senior secured notes due 2024~ ¶ -5- Unamortized premium and debt issuance~  - costs, net2* Senior secured notes due 2024, net~ } - Total debt~ * ~ b$ Less current portion -~ nP$ Total long-term debt~ * ~ "DH lsg)*mh 8"eP !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/ (=PF0*8X> @b ""!!         l  p1  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENT RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ }        VIVUS INC 10-Q 08/07/2018%Senior Secured Notes Due 2024  2018 (remainder)~ Z~  ~ 7~  ~ N ~  ~ 4~  ~ N Thereafter~ a~  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.)xlHv>$ =PF0*8X> @*  l  {J  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024Net product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 7} $ }  } $ }  } $ } $} $} $ } } $ }  } $ }  } $       VIVUS INC 10-Q 08/07/2018Revenues       # Three Months Ended June 30,   Increase/ ! Six Months Ended June 30,   Increase/6 . (in thousands, except for percentages) ~  ~    (Decrease) ~  ~    (Decrease). & Qsymia-Net product revenue ~  ~  ~ ~ % ~ zD ~ j ~  %/ ' PANCREAZE - Net product revenue  ~ !   -  N/A   ~ !   -  N/A - % License and milestone revenue   -   -  N/A    -  ~ "N ~ r % Supply revenue~ J~ !~ 6  %  ~  * ~ \~ * % Royalty revenue~ r ~ : ~ 6  %  ~   ~ J~  % Total revenue~ ~ n~   % ~   ~ ~U~  %$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/0W  =PF0*8X> @              l  f_  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 8} $ }  } $ }  } $ } $} $} $ } } $ } } $ } } $       VIVUS INC 10-Q 08/07/2018Net product revenue       # Three Months Ended June 30,   Increase/ ! Six Months Ended June 30,   Increase/6 . (in thousands, except for percentages) ~  ~    (Decrease) ~  ~    (Decrease)7 / Qsymia units shipped to wholesalers ~ z ~ N ~ 6 % ~  ~  ~   %. & Qsymia prescriptions dispensed ~  ~  ~  % ~  ~ > ~  % $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(Tv*9QE9=PF0*8X> @J       l  '  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenue!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } =} $ }  } } $ }  } }  $ } } } $ }  } } $ } U} } $ }  } } $ }  }  '      VIVUS INC 10-Q 08/07/2018Cost of goods sold      # Three Months Ended June 30, ~  ~ 2 * (In thousands, except percentages) Qsymia   PANCREAZE  STENDRA/ SPEDRA  Total  Qsymia  STENDRA/ SPEDRA  Total#  Net product revenue~   ~ !   $-  ~    ~    $-  ~    Supply revenue  -    -   ~ J   ~ J    -   ~ !   ~ ! 0( Total product and supply revenue~  100%~ ! 100%~  J  100% ~  R 100%~  100%~ ! 100%~ 6 100%     ;3 Cost of goods sold (excluding amortization)~  15%~  27%~    102% ~  Z3 23%~  16%~  94%~ 4 32%5- Amortization of intangible assets~ j 1%~ ~ 56%   -  0%  ~  9%~  2% - 0%~  2%( Total cost of goods sold~ : 16%~ Z 83%~    102% ~  >G 32%~  19%~  94%~ 7 34%     ~ ’ 84%~  17%~    -2% ~   68%~ fl 81%~   6%~ nn 66%     !Six Months Ended June 30,~ ~ Qsymia PANCREAZE STENDRA/ SPEDRA   TotalQsymiaSTENDRA/ SPEDRA Total# Net product revenue~ zD~ !  $-  ~  e~ j $-~ j Supply revenue - - ~  *   ~ * -~ \~ \0( Total product and supply revenue~ zD 100%~ ! 100%~  *  100% ~   100%~ j 100%~ \ 100%~  100%     ;3 Cost of goods sold (excluding amortization)~ * 13%~  27%~  v)  97% ~  r\ 23%~ < 15%~ U 93%~ ~ 29%5- Amortization of intangible assets~  1%~ ~ 56%  $-  0% ~  R 5%~  1% $- 0%~  1%( Total cost of goods sold~ , 14%~ ^ 83%~  v)  97% ~  q 28%~ ZB 16%~ U 93%~ & 30%DYlw'q:|K2 N !"#$%&                            !~ ! !86%!~ ! !17%!~ ! " ! 3%! ~ ! ^ !72%!~ !V !84%!~ ! !7%!~ !\ !70%"#$$____________________________1%)Created by Morningstar Document Research.0&(http://documentresearch.morningstar.com/x{S=PF0*8X> @b&&%%$$!!!!!! !! !!!!!!                                    l  /  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } I;} $ }  } $ }  } $ }  } $} $ } } $ }  } $ }  } $       VIVUS INC 10-Q 08/07/20183+Selling, general and administrative expense      # Three Months Ended June 30,   Increase/ ! Six Months Ended June 30,   Increase/2 * (In thousands, except percentages)~  ~    (Decrease) ~  ~    (Decrease)%  Selling and marketing~ 7 ~ ZT ~ v % ~ y ~  ~  %* " General and administrative ~   ~ ba ~ ~ %  ~ n  ~  ~ > %9 1 Total selling, general and administrative~  ~  ~  % ~ NT ~ Vh ~  %expenses$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hvj^ 7/H4(=PF0*8X> @                l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administratSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 8} $ } $} $ } $} $ }  } $} $ } $} $ } U} $ }  } $       VIVUS INC 10-Q 08/07/2018( Research and development expense      # Three Months Ended June 30,   Increase/ ! Six Months Ended June 30,   Increase/+ # Drug Indication/Description~  ~    (Decrease) ~  ~    (Decrease)2 * (In thousands, except percentages)            Qsymia~   $-  N/A  ~ "  $-  N/A   STENDRA ~   ~  ~   %  ~ Z  ~  ~  % PANCREAZE~  - N/A  ~     - N/A VI-0106~  ~ "~  %  ~  Z  ~ ~  %( Share-based compensation~ 2~ ^~  %  ~  v  ~ ~  % Overhead costs*~ > ~  ~ : %  ~    ~ ~  %7/ Total research and development expenses~ ~ ~  % ~  5 ~  1~ " %$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4 uin=PF0*8X> @               l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expens!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } +} $ } I} $ }        VIVUS INC 10-Q 08/07/2018Summary Cash Flows ! Six Months Ended June 30, ~  ~   (in thousands), $ Cash provided by (used for):     $  Operating activities~  ~ O$ Investing activities~ Bp~ ’$ Financing activities~ "~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.5w/8 =PF0*8X> @J        l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } a} $4} 0.} 8} 0       VIVUS INC 10-Q 08/07/2018-%Issuer Purchases of Equity Securities  Period (a) (b) (c) (d) 3 +Total number of shares (or units) purchased. &Average price paid per share (or unit)3 +Total number of shares (or units) purchased- %Maximum number (or approximate dollar   7 /as part of publicly announced plans or programs0 (value) of shares (or units) that may yet    0 (be purchased under the plans or programs  April 2018~   $ 0.42~    May 2018~ $ 0.52~  June 2018~  $ 0.84~   Total~ )$ 0.59~ )~ )$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/0|pd(bPd=PF0*8X> @ l  cNP    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $} I; c      VIVUS INC 10-Q 08/07/2018EXHIBIT~ ~  ~   EXHIBIT   DESCRIPTION NUMBER     2.1*? 7 /Asset Purchase Agreement between the Registrant  / 'and Janssen Pharmaceuticals, Inc. datedApril 30, 2018 . 3.1 (1)91Amended and Restated Certificate of Incorporationof the Registrant. 3.2*6.Amended and Restated Bylaws of the Registrant,as further amended. 3.3 ( 2 )7/Amended and Restated Certificate of Designation-%of Rights, Preferences and Privileges1)of Series A Participating Preferred Stockof the Registrant. 4.1 ( 3 )0(Specimen Common Stock Certificate of the Registrant. 4.2 ( 4 )3+Amended and Restated Preferred Stock Rights/'Agreement dated as of November 9, 2016,DlX9}G#jm7` !"#$%&'()*+,-./0123456789:;<=>?  0 (between the Registrant and Computershare!!!Trust Company, N.A."""# 4.3 ( 5 )#2#*Indenture dated as of May 21, 2013, by and$$0$(between the Registrant and Deutsche Bank%%+%#Trust Company Americas, as trustee.&&&' 4.4 ( 6 )'1')Form of 4.50% Convertible Senior Note due((( May 1, 2020.)))* 4.5 ( 7 )*2**Warrant to Purchase Shares of Common Stock++5+-issued to Torreya Capital, LLC dated February,,, 23, 2018.---. 4.6 (8 ).2.*Indenture, dated as of June 8, 2018, among//1/)the Registrant, the other guarantors from0000(time to time party thereto and U.S. Bank1171/National Association, as trustee and collateral222agent.3334 4.7 (9 )444,Form of 2024 Note (included in Exhibit 4.6).5556 4.8 (10 )626*Form of Athyrium Warrant, dated as of June7778, 2018.8889 4.9*#969.Form of Warrant to be issued by the Registrant::3:+to certain shareholders of Willow Biopharma;; ;Inc.<<<= 10.1 (11 )=.=&Collateral Agreement, dated as of June>>0>(8, 2018, among the Registrant, the other??2?*guarantors from time to time party theretoD l}Yd@)';gX `@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@.@&and U.S. Bank National Association, asAA%Atrustee and collateral agent.BBB"C 10.2 (1 2 ) #C.C&2018 Inducement Equity Incentive Plan.DDDE 10.3*E1E)Purchase Agreement between the RegistrantFF5F-and affiliates of Athyrium Capital ManagementGGGdated April 30, 2018.HHHI 10.4*#I3I+Form of Agreement under the 2018 InducementJJJEquity Incentive Plan.KKKL 10.5*#L1L)Form of Third Amended and Restated ChangeMM+M#of Control and Severance Agreement.NNNO 31.1*O0O(Certification of Chief Executive OfficerPP7P/pursuant to Rules 13a-14 and 15d-14 promulgatedQQ2Q*under the Securities Exchange Act of 1934,RRR as amended.SSST 31.2*T0T(Certification of Chief Financial OfficerUU7U/pursuant to Rules 13a-14 and 15d-14 promulgatedVV2V*under the Securities Exchange Act of 1934,WWW as amended.XXXY 32 +Y0Y(Certification of Chief Executive OfficerZZ/Z'and Chief Financial Officer pursuant to[[3[+Section 18 U.S.C. 1350, as adopted pursuant\\0\(to Section 906 of the Sarbanes-Oxley Act]]]of 2002.^_D\ luQod*d@FGNh<`ab$`____________________________1a)Created by Morningstar Document Research.0b(http://documentresearch.morningstar.com/ (=PF0*8X> @bbaa`` l  j&  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBITTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } I"} U5       VIVUS INC 10-Q 08/07/2018 SIGNATURES$  Date: August 7, 2018  VIVUS, Inc.     /s/ John Amos   John Amos  Chief Executive Officer/s/ Mark K. Oki Mark K. Oki4,Chief Financial Officer and Chief AccountingOfficer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4g(\9=PF0*8X> @ l  8;C  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURES! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ }  8      VIVUS INC 10-Q 08/07/2018Table of Contents Page  0 ( ARTICLE I. DEFINITIONS AND TERMS~     Section 1.01  Definitions~   Section 1.02% Other Definitional Provisions~ .-% ARTICLE II. PURCHASE AND SALE~ 2 Section 2.01#Purchase and Sale of Assets~ 2 Section 2.02/'Matters Related to Purchased Assets and~ 6Commingled Assets Section 2.03Excluded Assets~ : Section 2.04)!Assumption of Certain Obligations~ B Section 2.05Retained Liabilities~ F Section 2.06Purchase Price~ J Section 2.07$Allocation of Purchase Price~ J Section 2.08Transfer Taxes~ J Section 2.09 Withholding~ J Section 2.10 Certain Costs~ N$ ARTICLE III. CLOSING~ N Section 3.01Closing~ NDlx\DN*~Pdl6 !"#$%&'()*+,-./01234567   :!2 ARTICLE IV. REPRESENTATIONS AND WARRANTIES~ !R" OF SELLER##$ Section 4.01$ Organization~ $R% Section 4.02!%Authority; Binding Effect~ %R& Section 4.03&Non-Contravention~ &R' Section 4.04"'Governmental Authorization~ 'V( Section 4.05( No Litigation~ (V) Section 4.06)Compliance with Laws~ )V* Section 4.07*Regulatory Matters~ *Z+ Section 4.08+ Contracts~ +^, Section 4.09,Intellectual Property~ ,b- Section 4.10-Brokers~ -n. Section 4.11.Purchased Assets~ .n/ Section 4.12/Financial Information~ /n0 Section 4.130 Inventories~ 0n1 Section 4.141 Customers~ 1n2 Section 4.16&2Exclusivity of Representations~ 2n34$5____________________________16)Created by Morningstar Document Research.07(http://documentresearch.morningstar.com/4{c+Jw-V=PF0*8X> @*%776655221100//..--,,++**))((''&&%%$$""!!    l  =P[d  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } 8} $ =      VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL91 ARTICLE V. REPRESENTATIONS AND WARRANTIES~ r  OF PURCHASER    Section 5.01  Organization~ r  Section 5.02! Authority; Binding Effect~ r  Section 5.03 Non-Contravention~ v Section 5.04"Governmental Authorization~ v Section 5.05Brokers~ v Section 5.06Financial Capability~ v Section 5.07Solvency~ v% ARTICLE VI. COVENANTS~ z Section 6.01Conduct of Business~ z Section 6.02No Undue Interference~ ~ Section 6.03)!Condition of the Purchased Assets~  Section 6.04[*****]~  Section 6.05 Disclosure~  Section 6.06 Publicity~  Section 6.07%Efforts; Regulatory Approvals~  Section 6.08Access~  Section 6.091)Books and Records; Regulatory Information~  Section 6.10Ancillary Agreements~  Section 6.11Regulatory Matters~ D lJ>2&es2~G/8pv !"#$%&'()*+,-./0123456789:;<  Section 6.12/ 'NDC and DIN Numbers; Commercial Rebates~ !!!and Chargebacks" Section 6.13%"Purchaser Use of Seller Names~ "# Section 6.14#Further Assurances~ #$ Section 6.15$Bulk Transfer Laws~ $% Section 6.16%Right of Reference~ %& Section 6.17& Insurance~ &' Section 6.18'Support~ '( Section 6.19#(Payments from Third Parties~ () Section 6.20%)Resale Exemption Certificates~ )* Section 6.21*Confidentiality~ *+ Section 6.22+ Data Room~ +,,,/-' ARTICLE VII. CLOSING CONDITIONS~ -../ Section 7.017//Conditions Precedent to Purchaser?s Obligations~ /000on the Closing Date1 Section 7.0241,Conditions Precedent to Seller?s Obligations~ 1222on the Closing Date333-4% ARTICLE VIII. INDEMNIFICATION~ 4556 Section 8.01!6Indemnification by Seller~ 67 Section 8.02$7Indemnification by Purchaser~ 789$:____________________________1;)Created by Morningstar Document Research.0<(http://documentresearch.morningstar.com/>V 0l}1XuQXX@W=PF0*8X> @J)<<;;::77664411//--++**))((''&&%%$$##""      l  -|؀  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } $4} $ -      VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL Section 8.03Notice of Claims~   Section 8.04 Third Party Claims~   Section 8.05  Expiration~   Section 8.06 Certain Limitations~   Section 8.07$ Losses Net of Insurance, Etc~   Section 8.08 Sole Remedy/Waiver~  Section 8.09Indemnity Payments~  Section 8.10+#Tax Treatment of Indemnity Payments~  Section 8.11 No Consequential Damages~ ' ARTICLE IX. TERMINATION~  Section 9.01 Termination~  Section 9.02Effect of Termination~ ( ARTICLE X. MISCELLANEOUS~  Section 10.01Notices~  Section 10.02Amendment; Waiver~  Section 10.03 Assignment~  Section 10.04Entire Agreement~  Section 10.05"Fulfillment of Obligations~  Section 10.06Parties in Interest~  Section 10.07Survival~ D lJ>2&L]b>Y5Up !"#$%&'()*+,  Section 10.08 Expenses~ ! Section 10.09! Schedules~ !" Section 10.103"+Governing Law; Jurisdiction; No Jury Trial;~ "###Specific Performance$ Section 10.11$Dispute Resolution~ $% Section 10.12% Counterparts~ %& Section 10.13&Headings~ &' Section 10.14' Severability~ '()$*____________________________1+)Created by Morningstar Document Research.0,(http://documentresearch.morningstar.com/yG}=PF0*8X> @,,++**''&&%%$$""!!       l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } a/       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL SCHEDULES    1.01(a) Products  1.01(b) Knowledge of Seller  1.01(c)  Seller Names  1.01(d) Transferred Domain Names 1.01(e)$Transferred Trademark Rights 1.01(f)Permitted Liens 2.01(c)/'Transferred Governmental Authorizations 2.01(f)Transferred Contracts$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/2bJ>2& UO=PF0*8X> @" l  x  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } a/       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL(\@!Purchase Price Allocation Q@ Non-Contravention )\(@, $Governmental Authorizations (Seller) 333333@  Litigation = ףp=@ Compliance with Laws HzG@ Regulatory MattersRQ@ Contracts\(\@Intellectual Propertyq= ףp@Purchased Assets)\(@/'Governmental Authorizations (Purchaser) 6.01(b)"Absence of Certain Changes 7.01(f)Anti-Trust Filings$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/6J>2&~V$l'm=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } y<       VIVUS INC 10-Q 08/07/2018EXHIBIT EXHIBITS  A# Seller Closing Deliverables  B& Purchaser Closing Deliverables  C- %Johnson & Johnson Universal Calendar, ~   D/ 'Form of U.S. Market Transition Services Agreement E.&Form of Canadian Transitional BusinessLicense Agreement F1)Form of Long Term Collaboration Agreement G:2Form of Bill of Sale and Assignment and Assumption Agreement H$Form of Trademark Assignment I.&Form of Seller?s Officer?s Certificate J1)Form of Purchaser?s Officer?s Certificate K3+Form of Purchaser?s Secretary?s Certificate$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@?Df*C"hp&=PF0*8X> @" l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } a       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL % JANSSEN PHARMACEUTICALS, INC.      By: /s/ Flavia Pease   Name: Flavia PeaseTitle: Treasurer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,=|J>2&f0=PF0*8X> @"  l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL   VIVUS, INC.      By: /s/ John P. Amos   Name: John P. Amos&Title: Chief Executive Officer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,9|J>2&xB=PF0*8X> @"  l  n  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5)! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } '} $ }        VIVUS INC 10-Q 08/07/2018 True-Up NEB  Term  Location  Accounting Firm   ?4.02 (b)  Agreement  Recitals%  Agreement Coordinator  ?2.02(  Asset Purchase Agreement  Recitals Business?2.01(a)( Confidential Information ?7.01  Disputed Matters?4.02(a) Effective DateRecitals Estimated NEB?4.03(b)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4~Z"[F=PF0*8X> @ l  '"/  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 6} $ }  '      VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL  Term  Location#  force majeure event   Article X* " Informal Resolution Period  ?4.02(a)&  Intended Tax Treatment  ?4.04(b)"  Licensed Materials  ?2.06(a) NEB Invoice?4.01(d)& Notice of Disagreement?4.02(a) Omitted Service?2.01(a)& Other Service ProviderRecitals Party, PartiesRecitals( Permitted Term Extension ?3.01# Quarterly Statement?4.01(b)  Reference Period?2.01(a) Service Fee Schedule A Service Period ?3.01  Service ProviderRecitals4, Service Provider Indemnified Parties?9.02(a).& Service Providing EntitiesRecitals! Service RecipientRecitals5- Service Recipient Indemnified Parties?9.02(b)' Service Suspensions ?5.01 Services?2.01(a)! Third Party Claim?9.02(a)D lJ>2&4eLx7\ l$ !"#$%&#  True-Up NEB Invoice  ?4.03(b)%! True-Up NEB Statement!!?4.03(a)"#$$____________________________1%)Created by Morningstar Document Research.0&(http://documentresearch.morningstar.com/xpdX0=PF0*8X> @&&%%$$ l     dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } !       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL % JANSSEN PHARMACEUTICALS, INC.      By:    Name:#Title: Authorized Signatory$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,+|J>2&vM=PF0*8X> @"  l  *  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL   VIVUS, INC.      By:    Name: John P. Amos&Title: Chief Executive Officer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,)|J>2&R=PF0*8X> @"  l  ;  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL   VIVUS, INC.      By:    Name: John P. Amos&Title: Chief Executive Officer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,)|J>2&R=PF0*8X> @"  l  EM  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL  CILAG GMBH INTERNATIONAL      By:   Name: Title: By: Name:Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8oJ>2&{R(lB6*=PF0*8X> @"  l  L^  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 2} m)       VIVUS INC 10-Q 08/07/2018( Exhibit B Agreement Coordinators2* Licensor?s Agreement Coordinator :*"Licensee?s Agreement Coordinator :  Ken Suh [NAME]0 (President and CEO, Willow Biopharma Inc.  [ADDRESS]/ '8865 Woodbine Avenue, Unit D, Suite 137 [TELEPHONE NUMBER] Markham, ON L3R 5G1 [E-MAIL ADDRESS]  Email: [*****] Tel: [*****]$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(8Tui>=PF0*8X> @ l  n  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL2*Johnson & Johnson Health Care Systems Inc.      By:    Name:   Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hJ>2&d:."=PF0*8X> @" l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL   Vivus, Inc.      By:    Name:Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|J>2&_5)=PF0*8X> @"  l  w  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12)!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } }         VIVUS INC 10-Q 08/07/2018 EXHIBIT A  NDC- 11  Description  [*****] [*****]  [*****] [*****]  [*****] [*****]  [*****] [*****] [*****][*****]$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|h6~PD8=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT AMonth YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } y<} $ } a/       VIVUS INC 10-Q 08/07/2018PH[insert names who will sign the Medicaid Pricing Data Approval Template]:2 Name of CEO, CFO or Authorizing Official : PURCHASER         Signature      Title:)! Date Authorized: [ ? ]/'Date Authorization Terminates: [ ? ]$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.eYMAY5W=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Quarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } 2       VIVUS INC 10-Q 08/07/2018"Month YYYY or Quarter YYYY 2 *Signature of PURCHASER Employee or Officer / 'Authorized to Certify PURCHASER Data to  CMS  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&B@{oW{=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } 2       VIVUS INC 10-Q 08/07/2018!Quarter YYYY or Year YYYY 2 *Signature of PURCHASER Employee or Officer / 'Authorized to Certify PURCHASER Data to  DVA  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&A@|pX|=PF0*8X> @ l  W  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYY! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOF%JANSSEN PHARMACEUTICALS, INC.      By:    Name:   Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hwB*X=PF0*8X> @" l     dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL)!JOM PHARMACEUTICAL SERVICES, INC.      By:    Name:   Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hJ>2&mC7+=PF0*8X> @" l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $       VIVUS INC 10-Q 08/07/2018kc[*****] INDICATES MATERIAL THAT WAS OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED. ALL  PURCHASER:     VIVUS, INC.     <4 By: ________________________________________& Name: John P. Amos.& Title: Chief Executive Officer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/2J>2&}eMuM=PF0*8X> @B   l  &  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOFJOHNSON & JOHNSON      By:   Name:   Title: $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hwN6d=PF0*8X> @" l  {  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOF VIVUS, INC.      By:   Name:   Title: $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*{hwT<$j=PF0*8X> @" l  ^%  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOF    Name:   Title:   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/& @w_G=PF0*8X> @ l  m5  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOF      Name:   Title:  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(ATwS;#=PF0*8X> @ l  E  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOF VIVUS, INC.      By:   Name:   Title:  Secretary$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hwT<$a=PF0*8X> @" l  6/[b  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } U5}  6      VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS Page   + # Article I CORPORATE OFFICES~  ? REGISTERED OFFICE~  333333?  OTHER OFFICES~    3+ Article II MEETINGS OF STOCKHOLDERS~ @PLACE OF MEETINGS~ @ANNUAL MEETING~ ffffff@SPECIAL MEETING~ 333333@!ADVANCE NOTICE PROCEDURES~ @( NOTICE OF STOCKHOLDERS? MEETINGS~ @4,MANNER OF GIVING NOTICE; AFFIDAVIT OF NOTICE~ @QUORUM~ ffffff@!ADJOURNED MEETING; NOTICE~ 333333@VOTING~ @WAIVER OF NOTICE~ zG@2*RECORD DATE FOR STOCKHOLDER NOTICE; VOTING~ (\@PROXIES~  ףp= @ ORGANIZATION~ Q@-%LIST OF STOCKHOLDERS ENTITLED TO VOTE~ % Article III DIRECTORS~ @POWERS~ DlxP,yU^uC:~Z !"#$%&'()*+,-./012345  @ NUMBER OF DIRECTORS~ !ffffff @0!(ELECTION AND TERM OF OFFICE OF DIRECTORS~ !"333333 @!"RESIGNATION AND VACANCIES~ "# @0#(PLACE OF MEETINGS; MEETINGS BY TELEPHONE~ #"$ @$REGULAR MEETINGS~ $"% @ %SPECIAL MEETINGS; NOTICE~ %&&ffffff@&QUORUM~ &&'333333@'WAIVER OF NOTICE~ '&(@( ADJOURNMENT~ (&)zG@)NOTICE OF ADJOURNMENT~ )&*(\@/*'BOARD ACTION BY WRITTEN CONSENT WITHOUT~ **++ A MEETING, ףp= @*,"FEES AND COMPENSATION OF DIRECTORS~ ,*-Q @%-APPROVAL OF LOANS TO OFFICERS~ -*...%/ Article IV COMMITTEES~ /*0ffffff@0COMMITTEES OF DIRECTORS~ 0*12$3____________________________14)Created by Morningstar Document Research.05(http://documentresearch.morningstar.com/0m(T"nc?=PF0*8X> @:554433//  l  7w  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } 7} $ 7      VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS@)!MEETINGS AND ACTION OF COMMITTEES~ . 333333@ COMMITTEE MINUTES~ .   "  Article V OFFICERS~ . ffffff@ OFFICERS~ . @ ELECTION OF OFFICERS~ 2333333@SUBORDINATE OFFICERS~ 2@+#REMOVAL AND RESIGNATION OF OFFICERS~ 2@VACANCIES IN OFFICES~ 2ffffff@CHAIRMAN OF THE BOARD~ 2@ PRESIDENT~ 2333333@VICE PRESIDENTS~ 6@ SECRETARY~ 6ffffff@CHIEF FINANCIAL OFFICER~ 680 Article VI INDEMNIFICATION OF DIRECTORS,~ :-%OFFICERS, EMPLOYEES, AND OTHER AGENTSffffff@1)INDEMNIFICATION OF DIRECTORS AND OFFICERS~ :@!INDEMNIFICATION OF OTHERS~ >333333@ INSURANCE~ >/' Article VII RECORDS AND REPORTS~ >ffffff@-%MAINTENANCE AND INSPECTION OF RECORDS~ >@INSPECTION BY DIRECTORS~ BDlx+b"Sm*6W !"#$%&'()*+,-./0123456 333333@(  ANNUAL STATEMENT TO STOCKHOLDERS~ B!@6!.REPRESENTATION OF SHARES OF OTHER CORPORATIONS~ !B"@."&CERTIFICATION AND INSPECTION OF BYLAWS~ "B###,$$ Article VIII GENERAL MATTERS~ $B%333333 @2%*RECORD DATE FOR PURPOSES OTHER THAN NOTICE~ %B&& AND VOTING'ffffff @1')CHECKS; DRAFTS; EVIDENCES OF INDEBTEDNESS~ 'F( @0((CORPORATE CONTRACTS AND INSTRUMENTS: HOW~ (F))EXECUTED* @,*$STOCK CERTIFICATES; TRANSFER; PARTLY~ *F++ PAID SHARES,!@+,#SPECIAL DESIGNATION ON CERTIFICATES~ ,J-333333!@-LOST CERTIFICATES~ -J.ffffff!@&.TRANSFER AGENTS AND REGISTRARS~ .J/!@!/CONSTRUCTION; DEFINITIONS~ /J000%1 Article IX AMENDMENTS~ 1N23$4____________________________15)Created by Morningstar Document Research.06(http://documentresearch.morningstar.com/2ZP.ef|pd<=PF0*8X> @J 66554411$$  l  ܐ  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)Page Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } }        VIVUS INC 10-Q 08/07/2018WARRANTS DATA TABLE HolderNumber of Shares  John Amos~ <  David Arnaud~   Maurice Bilyea~ B  Sean Maniaci~   Jean-Marie Canan~  Scott Oehrlein~ b Kenneth Suh~ bI John Vetesse~  Total~ B$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/2v?V&d=PF0*8X> @ l  >ӥ!  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLE Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $4}  >      VIVUS INC 10-Q 08/07/2018 Page   ARTICLE I    INTRODUCTORY      Section 1.1  Introductory~     ARTICLE II/'RULES OF CONSTRUCTION AND DEFINED TERMS Section 2.1/'Rules of Construction and Defined Terms~  ARTICLE III0(SALE AND PURCHASE OF NOTES AND WARRANTS;.&CLOSINGS; ALLOCATION OF PURCHASE PRICE Section 3.1Closings~  Section 3.20(Sale and Purchase of Notes and Warrants;~  Closings Section 3.3$Allocation of Purchase Price~  ARTICLE IV2*REPRESENTATIONS, WARRANTIES AND AGREEMENTS OF PURCHASERSDla4wIzV'y8b> !"#$%&'()*+,-./0123456789:;<=  Section 4.10 (Purchase for Investment and Restrictions~ !! on Resales" Section 4.2"Purchaser Status~ "# Section 4.3&#Source of Funds; ERISA Matters~ #$ Section 4.4$ Due Diligence~ $% Section 4.5%No Governmental Review~ %& Section 4.61&)Enforceability of this Purchase Agreement~ &' Section 4.7' Tax Matters~ '( Section 4.8(Reliance for Opinions~ ()))** ARTICLE V*+-+%REPRESENTATIONS AND WARRANTIES OF THE+,,ISSUER---. Section 5.1.Securities Laws~ ."/ Section 5.23/+Exchange Act Document; Financial Statements~ /"0 Section 5.3"0No Material Adverse Change~ 0&1 Section 5.4&1Organization and Good Standing~ 1&2 Section 5.52Capitalization~ 2&3 Section 5.6)3!Due Authorization; Enforceability~ 3*4 Section 5.74Purchase Agreement~ 4*5 Section 5.85 Common Stock~ 5*6 Section 5.96No Violation or Default~ 6*7 Section 5.10.7&Termination or Nonrenewal of Contracts~ 7.8 Section 5.118 No Conflicts~ 8.9:$;____________________________1<)Created by Morningstar Document Research.0=(http://documentresearch.morningstar.com/@ D}4HT0x0y"6A=PF0*8X> @==<<;; l  >F  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } I;} $ >      VIVUS INC 10-Q 08/07/2018 Page Section 5.12No Consents Required~ .  Section 5.13 Legal Proceedings~ .  Section 5.14+ #Title to Real and Personal Property~ 2  Section 5.15 Intellectual Property~ 2  Section 5.16 Investment Company Act~ 6  Section 5.17 Taxes~ 6 Section 5.18Licenses and Permits~ 6 Section 5.19No Labor Disputes~ 6 Section 5.200(Compliance with Applicable Product Laws;~ :Product Authorizations Section 5.21Clinical Trials~ : Section 5.2291Compliance with and Liability under Environmental~ > Laws Section 5.23Hazardous Materials~ > Section 5.24Compliance with ERISA~ B Section 5.25Disclosure Controls~ B Section 5.26Accounting Controls~ B Section 5.27 Insurance~ F Section 5.28No Unlawful Payments~ F Section 5.29-%Compliance with Money Laundering Laws~ J Section 5.30Compliance with OFAC~ J Section 5.31'No Restrictions on Subsidiaries~ J Section 5.32No Brokers? Fees~ J Section 5.33Sarbanes-Oxley Act~ JD+ l7@c?k?D !"#$%&'()*+,-./0123456789:;<=  Section 5.34  Margin Rules~ J! Section 5.35!Solvency~ !N" Section 5.36"Existing Indebtedness~ "N# Section 5.37#Security Documents~ #N$ Section 5.38$Certain Repayments~ $N% Section 5.39% M&A Agreement~ %N& Section 5.40&Assets of Subsidiaries~ &R'''(( ARTICLE VI())CONDITIONS TO CLOSING)***+ Section 6.1"+M&A Agreement Transactions~ +R, Section 6.2!,Obligors? Counsel Opinion~ ,R- Section 6.3#-Purchasers? Counsel Opinion~ -R. Section 6.41.)Certification as to Transaction Documents~ .V/ Section 6.5/Authorizations~ /V0 Section 6.60 CUSIP Numbers~ 0V1 Section 6.71Further Information~ 1V2 Section 6.8$2Consummation of Transactions~ 2V3 Section 6.93 No Actions~ 3Z4 Section 6.104Collateral Requirements~ 4Z5 Section 6.115 Insurance~ 5Z6 Section 6.126Use of Proceeds~ 6Z7 Section 6.137No Other Issuances~ 7^8 Section 6.14)8!Fair Market Valuation of Warrants~ 8^9:$;____________________________1<)Created by Morningstar Document Research.0=(http://documentresearch.morningstar.com/@ Dx)JoKRc.V=PF0*8X> @==<<;; l  ;  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $} $ ;      VIVUS INC 10-Q 08/07/2018 Page Section 6.15!Payment of Commitment Fee~ ^  Section 6.16% Convertible Notes Transaction~ ^      ARTICLE VII   ADDITIONAL COVENANTS     Section 7.1 DTC~ ^ Section 7.2Certain Expenses~ ^ Section 7.3Right of First Offer~ ^ Section 7.4Confidentiality~ b ARTICLE VIIIINDEMNIFICATION Section 8.1Indemnification~ b ARTICLE IX&SURVIVAL OF CERTAIN PROVISIONS Section 9.1&Survival of Certain Provisions~ j ARTICLE X TERMINATIONDl2P,Zgg !"#$%&'()*+,-./0123456789:  Section 10.1  Termination~ n!!!"" ARTICLE XI"##NOTICES#$$$% Section 11.1%Notices~ %n&&&'' ARTICLE XII'((SUCCESSORS AND ASSIGNS()))* Section 12.1*Successors and Assigns~ *n+++,, ARTICLE XIII,-- SEVERABILITY-.../ Section 13.1/ Severability~ /r00011 ARTICLE XIV122WAIVER OF JURY TRIAL23334 Section 14.14WAIVER OF JURY TRIAL~ 4r55567$8____________________________19)Created by Morningstar Document Research.0:(http://documentresearch.morningstar.com/:i>L(T0_;=PF0*8X> @::9988 l  %  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } a/} $ %      VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS ARTICLE XV . &GOVERNING LAW; CONSENT TO JURISDICTION      Section 15.1. &Governing Law; Consent to Jurisdiction~ r      ARTICLE XVI  COUNTERPARTS Section 16.1 Counterparts~ r ARTICLE XVII&TABLE OF CONTENTS AND HEADINGS Section 17.1&Table of Contents and Headings~ v Annex A/'Rules of Construction and Defined Terms Exhibit AForm of Warrant Exhibit BForm of Indenture Schedule 1 Purchasers Schedule 5.1Existing Warrants Schedule 5.4Existing Subsidiary Schedule 5.5Capitalization Schedule 5.20Product Authorizations Schedule 5.40Assets of SubsidiariesDlxJ|X)k;}Yu5[ !"#$ !$"____________________________1#)Created by Morningstar Document Research.0$(http://documentresearch.morningstar.com/ P=PF0*8X> @$$##"" l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $       VIVUS INC 10-Q 08/07/2018&Table of Contents and HeadingsVery truly yours,     VIVUS, INC.        By: /s/ John P. AmosName: John P. Amos&Title: Chief Executive Officer$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.=wkB*R=PF0*8X> @*  l  '1*&,  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and HeadingsIN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } } $4 '      VIVUS INC 10-Q 08/07/2018&Table of Contents and Headings PURCHASERS:   , $ATHYRIUM OPPORTUNITIES III CO-INVEST  1 LP     By:3 +Athyrium Opportunities Associates Co-Invest LLC, its general partner By:/s/ Andrew C. HymanName: Andrew C. Hyman#Title: Authorized Signatory-%ATHYRIUM OPPORTUNITIES II ACQUISITION LP By:,$Athyrium Opportunities Associates IILP, its general partner1)By: Athyrium GP Holdings LLC, its generalpartner By:/s/ Andrew C. HymanDlwkH0b&k,Z_ !"#$%&   Name: Andrew C. Hyman!!#!Title: Authorized Signatory"#$$____________________________1%)Created by Morningstar Document Research.0&(http://documentresearch.morningstar.com/x|pH=PF0*8X> @B&&%%$$   l  <  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018IN WITNESS WHEREOF   VIVUS, INC.        By:    Name:Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|wS0 nbV.=PF0*8X> @"  l  7M  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! 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INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)AssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } -       VIVUS INC 10-Q 08/07/2018Exercise Amount - %(Address of Record Holder/Transferee)     (Signature)     (Date) $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hzV|T=PF0*8X> @"  l  I]  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise Amount Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } y } $       VIVUS INC 10-Q 08/07/2018AssignorCompanyAssignee By:  Name:   Title:   Address:   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&9@~rC=PF0*8X> @ l  /sRy  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssigneeTABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ }  /      VIVUS INC 10-Q 08/07/2018 Page7 / ARTICLE 1 DEFINITIONS AND INCORPORATION~   BY REFERENCE  SECTION 1.01.  Definitions~   SECTION 1.02. Other Definitions~   SECTION 1.03. Rules of Construction~ ( ARTICLE 2 THE SECURITIES~  SECTION 2.01.Amount of Securities~  SECTION 2.02.Form and Dating~  SECTION 2.03.$Execution and Authentication~  SECTION 2.04."Registrar and Paying Agent~  SECTION 2.05.+#Paying Agent to Hold Money in Trust~  SECTION 2.06. Holder Lists~  SECTION 2.07.Transfer and Exchange~  SECTION 2.08.Replacement Securities~  SECTION 2.09.Outstanding Securities~  SECTION 2.10.Temporary Securities~  SECTION 2.11. Cancellation~  SECTION 2.12.Defaulted Interest~  SECTION 2.13.!CUSIP Numbers, ISINs, etc~  SECTION 2.14.5-Calculation of Principal Amount of Securities~  SECTION 2.15.Statement to Holders~ $ ARTICLE 3 REDEMPTION~  SECTION 3.01. Redemption~ D lanKAYr%i !"#$%&'()*+,-.  SECTION 3.02. Applicability of Article~ ! SECTION 3.03.!Notices to Trustee~ !" SECTION 3.04.."&Selection of Securities to Be Redeemed~ "# SECTION 3.05.%#Notice of Optional Redemption~ #$ SECTION 3.06.&$Effect of Notice of Redemption~ $% SECTION 3.07.#%Deposit of Redemption Price~ %& SECTION 3.08.#&Securities Redeemed in Part~ &#' ARTICLE 4 COVENANTS~ '( SECTION 4.01.(Payment of Securities~ () SECTION 4.02.%)Reports and Other Information~ )*+$,____________________________1-)Created by Morningstar Document Research.0.(http://documentresearch.morningstar.com/"`Nm=PF0*8X> @@..--,,))))((((''&&&&%%%%$$$$####""""!!!!           l  2  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ 2      VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS! TABLE OF CONTENTS  (continued)   Page         SECTION 4.03.0 (Limitation on Incurrence of Indebtedness~ .&and Issuance of Disqualified Stock andPreferred Stock SECTION 4.04.)!Limitation on Restricted Payments~  SECTION 4.05./'Dividend and Other Payment Restrictions~ Affecting Subsidiaries SECTION 4.06. Asset Sales~  SECTION 4.07.$Transactions with Affiliates~  SECTION 4.08.Change of Control~  SECTION 4.09.-%Minimum Unrestricted Cash Equivalents~  SECTION 4.10..&Minimum Quarterly Pancreaze? Net Sales~  SECTION 4.11.$Further Instruments and Acts~  SECTION 4.12.Future Guarantors~  SECTION 4.13. Liens~  SECTION 4.14.Optional Secured Notes~  SECTION 4.15.'Maintenance of Office or Agency~   SECTION 4.16.After-Acquired Property~  SECTION 4.17.5-Intellectual Property and Excluded Agreements~  SECTION 4.18.Line of Business~ D lxS4 U2gZw&z !"#$%&'()*+,-./01  SECTION 4.19.# Maintenance of FDA Approval~ ! SECTION 4.20.!Use of Proceeds~ !" SECTION 4.21." Existence~ "# SECTION 4.22.#Special Proceeds~ #+$# ARTICLE 5 SUCCESSOR COMPANY~ $% SECTION 5.01.0%(When Issuer May Merge or Transfer Assets~ %& SECTION 5.02.4&,When Guarantors May Merge or Transfer Assets~ &"/'' ARTICLE 6 DEFAULTS AND REMEDIES~ '&( SECTION 6.01.(Events of Default~ (&) SECTION 6.02.) Acceleration~ ).* SECTION 6.03.*Other Remedies~ *2+ SECTION 6.04.+Waiver of Past Defaults~ +2, SECTION 6.05.,Control by Majority~ ,2-.$/____________________________10)Created by Morningstar Document Research.01(http://documentresearch.morningstar.com/(T`1=[ =PF0*8X> @C1100//,,,,++++****))))((((''''&&&&%%%%$$$$####""""!!!!       l  .$0  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ .      VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS SECTION 6.06.Limitation on Suits~ 6  SECTION 6.07.0 (Rights of the Holders to Receive Payment~ 6  SECTION 6.08." Collection Suit by Trustee~ 6  SECTION 6.09.(  Trustee May File Proofs of Claim~ 6  SECTION 6.10.  Priorities~ :  SECTION 6.11. Undertaking for Costs~ : SECTION 6.12.( Waiver of Stay or Extension Laws~ : SECTION 6.13.Holder Request~ :! ARTICLE 7 TRUSTEE~ > SECTION 7.01.Duties of Trustee~ > SECTION 7.02.Rights of Trustee~ B SECTION 7.03.$Individual Rights of Trustee~ J SECTION 7.04.Trustee?s Disclaimer~ J SECTION 7.05.Notice of Defaults~ J SECTION 7.06."Compensation and Indemnity~ J SECTION 7.07.Replacement of Trustee~ N SECTION 7.08.#Successor Trustee by Merger~ R SECTION 7.09.%Eligibility; Disqualification~ V SECTION 7.10.1)Preferential Collection of Claims Against~ V the Issuer<4 ARTICLE 8 DISCHARGE OF INDENTURE; DEFEASANCE~ V! SECTION 8.01.-%Discharge of Liability on Securities;~ V Defeasance SECTION 8.02. Conditions to Defeasance~ ZDa lx*r'_m z$hF !"#$%&'()*+,-  SECTION 8.03." Application of Trust Money~ b! SECTION 8.04.!Repayment to Issuer~ !b" SECTION 8.05.,"$Indemnity for Government Obligations~ "b# SECTION 8.06.# Reinstatement~ #b0$( ARTICLE 9 AMENDMENTS AND WAIVERS~ $f% SECTION 9.01.&%Without Consent of the Holders~ %f& SECTION 9.02.#&With Consent of the Holders~ &j' SECTION 9.03.5'-Revocation and Effect of Consents and Waivers~ 'n( SECTION 9.04.-(%Notation on or Exchange of Securities~ (r)*$+____________________________1,)Created by Morningstar Document Research.0-(http://documentresearch.morningstar.com/ ]t]=PF0*8X> @C--,,++((((''''&&&&%%%%$$$$####""""!!!!             l  1&  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $} $ 1      VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS SECTION 9.05."Trustee to Sign Amendments~ r  SECTION 9.06. Payment for Consent~ r  SECTION 9.07., $Additional Voting Terms; Calculation~ r  of Principal Amount%  ARTICLE 10 GUARANTEES~ v  SECTION 10.01.  Guarantees~ v SECTION 10.02.Limitation on Liability~ ~ SECTION 10.03.Releases~ ~ SECTION 10.04.Successors and Assigns~  SECTION 10.05. No Waiver~  SECTION 10.06. Modification~  SECTION 10.07./'Execution of Supplemental Indenture for~ Future Guarantors SECTION 10.08. No Impairment~  SECTION 10.09.Benefits Acknowledged~ -% ARTICLE 11 SECURITY DOCUMENTS~  SECTION 11.01.)!Collateral and Security Documents~  SECTION 11.02.Recordings and Opinions~  SECTION 11.03.Release of Collateral~  SECTION 11.04.-%Permitted Releases Not To Impair Lien~  SECTION 11.05.'Suits To Protect the Collateral~  SECTION 11.06.0(Authorization of Receipt of Funds by the~ ,$Trustee Under the Security Documents SECTION 11.07.Purchaser Protected~ D9 lx#vK{7X2C6 !"#$%&'()*+,-./0  SECTION 11.08.1 )Powers Exercisable by Receiver or Trustee~ ! SECTION 11.09.0!(Release Upon Termination of the Issuer?s~ !"" Obligations# SECTION 11.10.#Collateral Agent~ #($ ARTICLE 12 MISCELLANEOUS~ $% SECTION 12.01.%Notices~ %& SECTION 12.02.0&(Certificate and Opinion as to Conditions~ &'' Precedent( SECTION 12.03.-(%Statements Required in Certificate or~ ())Opinion* SECTION 12.04.#*When Securities Disregarded~ *+ SECTION 12.05.4+,Rules by Trustee, Paying Agent and Registrar~ +,,-$.____________________________1/)Created by Morningstar Document Research.00(http://documentresearch.morningstar.com/&@7KeFoc;=PF0*8X> @*E00//..++++****))((((''&&&&%%%%$$$$####""!!!!            l  :  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $} $       VIVUS INC 10-Q 08/07/2018TABLE OF CONTENTS SECTION 12.06.Legal Holidays~   SECTION 12.07.2 *Governing Law; Submission to Jurisdiction;~   Waiver of Immunity  SECTION 12.08." No Recourse Against Others~   SECTION 12.09.  Successors~   SECTION 12.10. Multiple Originals~  SECTION 12.11.#Table of Contents; Headings~  SECTION 12.12.Indenture Controls~  SECTION 12.13. Severability~  SECTION 12.14.4,Currency of Account; Conversion of Currency;~ &Currency Exchange Restrictions SECTION 12.15. Tax Matters.~  SECTION 12.16.USA PATRIOT Act~  SECTION 12.17.WAIVER OF TRIAL BY JURY~  SECTION 12.18.( Limited Incorporation of the TIA~  SECTION 12.19.5-No Adverse Interpretation of Other Agreements~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/>{0x.H]_)C~fZ2=PF0*8X> @ !          l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7)Other DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } a} } $4}        VIVUS INC 10-Q 08/07/2018 EXHIBIT INDEX  Appendix A~ ) !Provisions Relating to Securities A-1      EXHIBIT INDEX       Exhibit A~ 2 *Form of Security and Trustee?s Certificate A-1of Authentication Exhibit B~ 3+Form of Transferee Letter of Representation B-1 Exhibit C~ &Form of Supplemental Indenture C-1 Exhibit D~ #Payment Subordination Terms D-1 Exhibit E~ .&Form of Portfolio Interest Certificate E-1$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/6|LWA|=PF0*8X> @"  l   M  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } @} 0       VIVUS INC 10-Q 08/07/2018Other Definitions TermDefined in Section  ?Acceleration? Gz@'  ?Affiliate Transaction? 4.07(a)) ! ?After-Acquired Property? p= ף@  ?Bankruptcy Law?  ףp= @  ?Base Currency?  12.14(b)(i))! ?Change of Control Offer?4.08(b)=5 ?Consolidated First Lien Leverage Calculation0(?Consolidated First Lien Leverage Ratio? Date? definition80 ?Consolidated Leverage Calculation Date?0(?Consolidated Leverage Ratio? definition0( ?covenant defeasance option?8.01(c) ?Custodian? ףp= @% ?Definitive Security? Appendix A ?Depository? Appendix A" ?Event of Default? ףp= @% ?Excluded Agreements?$?Excluded Assets? definition! ?First Call Date? Exhibit A80 ?Fixed Charge Coverage Calculation Date?0(?Fixed Charge Coverage Ratio? definition$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/DlxB[!lE]_%]=PF0*8X> @ l  -8,0  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsPayment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 2} U5 -      VIVUS INC 10-Q 08/07/2018Other Definitions TermDefined in Section!  ?Global Security?  Appendix A(  ?Guaranteed Obligations? 10.01(a)"  ?Increased Amount? Q@#  ?Judgment Currency?  12.14(b)(i)) ! ?legal defeasance option? 8.01(c)( ?Optional Secured Notes?(\@ ?Paying Agent?2.04(a) ?Payment Date? Exhibit A% ?primary obligations?+#?Contingent Obligations? definition! ?primary obligor?+#?Contingent Obligations? definition% ?protected purchaser?p= ף@$ ?Purchase Agreement? Appendix A ?QIB? Appendix A% ?rate(s) of exchange?12.14(d) ?Record Date? Exhibit A" ?Reference Period?4,?Consolidated Total Indebtedness? definition*" ?Refinancing Indebtedness? 4.03(b)(xii)2* ?Refinancing Secured Indebtedness?$?Permitted Liens? definition)! ?Refunding Capital Stock? 4.04(b)(ii) ?Registrar?2.04(a)% ?Restricted Payments?4.04(a)' ?Retired Capital Stock? 4.04(b)(ii) ?Securities?PreambleD lxBQgBBZ( !"#$%&'()*+,&  ?Securities Custodian?  Appendix A)!! ?Security Document Order?!11.10(h)(" ?Special Proceeds Offer?"4.22(a)/#' ?Special Proceeds Offer Period?#4.22(c)2$* ?Special Proceeds Repurchase Date?$4.22(a)#% ?Successor Company?% 5.01(a)(i)%& ?Successor Guarantor?& 5.02(a)(i)''()$*____________________________1+)Created by Morningstar Document Research.0,(http://documentresearch.morningstar.com/@t5=PF0*8X> @,,++** l  ZC  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } 0.       VIVUS INC 10-Q 08/07/2018Payment of Securities Payment DateAmount  June 30, 2021 7.69%"  September 30, 2021 7.69%!  December 31, 2021 7.69%  March 31, 2022 7.69%  June 30, 2022 7.69%" September 30, 2022 7.69%! December 31, 2022 7.69% March 31, 2023 7.69% June 30, 2023 7.69%" September 30, 2023 7.69%! December 31, 2023 7.69% March 31, 2024 7.69% June 30, 2024.&All remaining outstanding principal of#the Securities at such date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/<tBp>l5yF:.=PF0*8X> @ l  S  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/20185-No Adverse Interpretation of Other Agreements VIVUS, INC.        By:    Name:   Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hth\9wk_7=PF0*8X> @" l  f  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of OtOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018)!{Signature Page to the Indenture} ' U.S. BANK NATIONAL ASSOCIATION,   as Trustee        By:  Name:Title:'U.S. BANK NATIONAL ASSOCIATION,as Collateral Agent By Name:Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/>0thD |S)gA=PF0*8X> @:   l  yw  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureNo Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 0.}        VIVUS INC 10-Q 08/07/2018Other Definitions Term :Defined in Section :    Agent Members 2.1(b). & Regulation S Global Securities 2.1(b)+ # Rule 144A Global Securities 2.1(b)  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hx>&nVJ>=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018%No Obligation of the Trustee.   VIVUS, INC.        By:    Name:Title:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|xlH%cWK#=PF0*8X> @"  l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } } $       VIVUS INC 10-Q 08/07/2018%No Obligation of the Trustee.(  TRUSTEE?S CERTIFICATE OF  AUTHENTICATION/ ' U.S. BANK NATIONAL ASSOCIATION,* "as Trustee, certifies that this is one of the Securities6.referred to in the within-mentioned Indenture. By:Authorized Signatory Date:__________$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4 xlHt:th@=PF0*8X> @R       l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } 0.       VIVUS INC 10-Q 08/07/2018%No Obligation of the Trustee.  Payment Date Amount  June 30, 2021 7.69%"  September 30, 2021 7.69%!  December 31, 2021 7.69%  March 31, 2022 7.69% June 30, 2022 7.69%" September 30, 2022 7.69%! December 31, 2022 7.69% March 31, 2023 7.69% June 30, 2023 7.69%" September 30, 2023 7.69%! December 31, 2023 7.69% March 31, 2024 7.69% June 30, 2024.&All remaining outstanding principal of#the Securities at such date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/>0xlT"P~LY&=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } @}        VIVUS INC 10-Q 08/07/2018providedhowever PeriodRedemption Price9 1 From and including the First Call Date to 104.00% and including [ ], 2021= 5 From and including [ ], 2021 to and including 101.00%  [ ], 2022; 3 From and including [ ], 2022 and thereafter 100.00%$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/*hzD}h =PF0*8X> @ l  ,u  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhoweverprovidedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $} : ,      VIVUS INC 10-Q 08/07/2018jbThe Issuer will furnish to any Holder of Securities upon written request and without charge to the~  ?1 )to the Issuer or a Subsidiary thereof; or~  ?0 (to the Registrar for registration in the  0 (name of the Holder, without transfer; or~  ?- %pursuant to an effective registration  3 +statement under the Securities Act of 1933; or~  ?0(inside the United States to a ?qualified0(institutional buyer? (as defined in Rule3+144A under the Securities Act of 1933) that0(purchases for its own account or for the2*account of a qualified institutional buyer2*to whom notice is given that such transfer4,is being made in reliance on such Rule 144A,2*in each case pursuant to and in compliance/'with Rule 144A under the Securities Act of 1933; or~  ?0(outside the United States in an offshore4,transaction within the meaning of Regulation0(S under the Securities Act in compliance1)with Rule 904 under the Securities Act of801933 and such Security shall be held immediately/'after the transfer through Euroclear or/'Clearstream until the expiration of theD5 lK?3'd}Wm!5m5 !"#$%&'()*+   Restricted Period; or~ ! !?/!'to an ?accredited investor? (as defined""0"(in Rule 501(a)(1), (2), (3) or (7) under##6#.the Securities Act of 1933) that has furnished$$1$)to the Trustee a signed letter containing%%.%&certain representations and agreements&&&and, if'($)____________________________1*)Created by Morningstar Document Research.0+(http://documentresearch.morningstar.com/y-D =PF0*8X> @++**)) l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } <} } } U       VIVUS INC 10-Q 08/07/2018providedhowever  Date Amount of decrease in Amount of increase in Principal amount of this Signature of authorized  Principal Amount of this Principal Amount of this! Global Security following signatory of Trustee or  Global Security Global Security! such decrease or increase Securities Custodian      $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(Tz>z>2&=PF0*8X> @ l  $y  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Issuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }  $      VIVUS INC 10-Q 08/07/2018Effect of Headings {GUARANTOR}        By:    Name:   Title:2*U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE By: Name:Title:5-U.S. BANK NATIONAL ASSOCIATION, AS COLLATERAL AGENT By: Name:Title:DlwT0 zb ^F.]4 !"# $!____________________________1")Created by Morningstar Document Research.0#(http://documentresearch.morningstar.com/ <=PF0*8X> @:##""!! l  c  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of Headings PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } $ } }        VIVUS INC 10-Q 08/07/2018Issuer {Fill in name of holder}        By:    Name:   Title: Date:$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|S/ h\P(=PF0*8X> @" l  '(*  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuerEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } 6} } } 0. '      VIVUS INC 10-Q 08/07/2018 PURCHASERS Purchaser Principal PrincipalNumber of SharesNotice Information   Amount of  Amount of of Common Stock  Original Notes Additional Notes Underlying the    Warrants4 , ATHYRIUM OPPORTUNITIES III CO-INVEST~ ~ "~ ا" Athyrium Opportunities III 1 LP    Co-Invest 1 LP+#c/o Athyrium Capital Management, LP"530 Fifth Avenue, Floor 25New York, NY 10036!Telephone: (212) 402-6925.&Attention: Andrew C. Hyman and LaurentHermouet Email: aof3@athyrium.comahyman@athyrium.comlhermouet@athyrium.com5- ATHYRIUM OPPORTUNITIES II ACQUISITION~ "^~ e~ ‘!!Athyrium Opportunities II LPAcquisition LP+#c/o Athyrium Capital Management, LP"530 Fifth Avenue, Floor 25New York, NY 10036!Telephone: (212) 402-6925.&Attention: Andrew C. Hyman and LaurentHermouet Email: aof2@athyrium.comDV lQC@EP|y$ !"#$%&     ahyman@athyrium.com!!!!!lhermouet@athyrium.com"#$$____________________________1%)Created by Morningstar Document Research.0&(http://documentresearch.morningstar.com/x_SG=PF0*8X> @&&%%$$ l  <  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } I;}  } !} I       VIVUS INC 10-Q 08/07/2018EXISTING WARRANTS Holder Grant Date UnderlyingExercise Term   Shares Price$  Torreya Capital, LLC  02/23/2018~ [ )\(? 5 years5 - 2018 Inducement Equity Incentive Plan  04/30/2018~ e2# Closing price on 04/30/2018 7 years9 1 Stockholders of Willow Biopharma Inc.  04/30/2018~ B# Closing price on 04/30/2018 7 years $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(Txb0$=PF0*8X> @ l  #SShT  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTS Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } *} } U} 7 #      VIVUS INC 10-Q 08/07/2018CAPITALIZATION Name ofJurisdiction of Address of!Ownership of Subsidiaries Obligor  Organization Principal Office  VIVUS UK Limited United Kingdom No physical address 100% owned by the Issuer  VIVUS BV  Netherlands Prins Bernhardplein 200 100% owned by the Issuer   1097 JB    AmsterdamThe Netherlands Vivus LimitedBermudaClarendon House 100% owned by the Issuer2 Church StreetHamilton HM11Bermuda)! Vivus International, L.P.BermudaClarendon House/'100% limited partner interests owned by2 Church Street6.the Issuer; 100% general partnership interestsHamiltonowned by Vivus Limited HM11Bermuda+# Vivus International LimitedIreland25-28 North Wall Quay 100% owned by the IssuerDublin~ Ireland$ Willow Biopharma IncCanada8865 Woodbine Avenue 100% owned by the IssuerUnit D, Suite 137MarkhamD l{ Bp=kC|z !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/ (=PF0*8X> @""!!  l  d  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 312!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ } U} $       VIVUS INC 10-Q 08/07/2018 Exhibit 31.1 A  By:   /s/ John Amos     John Amos    Chief Executive Officer   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@}D|pd<=PF0*8X> @ l  Ou  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U } } $ } U5} $       VIVUS INC 10-Q 08/07/2018 Exhibit 31.2  By:  /s/ Mark K. Oki     Mark K. Oki   4 ,Chief Financial Officer and Chief Accounting    Officer $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@}MlA5 =PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! INDICATES MATERIAL THAT W (14)IN WITNESS WHEREOF (1)IN WITNESS WHEREOF (2)IN WITNESS WHEREOF (3)IN WITNESS WHEREOF (4)IN WITNESS WHEREOF (5)TABLE OF CONTENTS (1)TABLE OF CONTENTS (2)WARRANTS DATA TABLEPage Page (1) Page (2)TABLE OF CONTENTS (3) Table of Contents and Headings Table of Contents and Head (1)IN WITNESS WHEREOF (6)Exercise AmountAssignorCompanyAssignee Page (3)TABLE OF CONTENTS (4)TABLE OF CONTENTS (5)TABLE OF CONTENTS (6)TABLE OF CONTENTS (7) EXHIBIT INDEXOther DefinitionsOther Definitions (1)Payment of Securities!No Adverse Interpretation of Ot!Signature Page to the IndentureOther Definitions (2)No Obligation of the TrusteeNo Obligation of the Tru (1)No Obligation of the Tru (2)providedhowever!The Issuer will furnish to any providedhowever (1)Effect of HeadingsIssuer PURCHASERSEXISTING WARRANTSCAPITALIZATION Exhibit 311 Exhibit 312!SECTION 906 OF THE SARBANES (1)U } } $ } U} $       VIVUS INC 10-Q 08/07/20185-SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002  By:   /s/ John Amos     John Amos    Chief Executive Officer   $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@th\,dXL$=PF0*8X> @ l  c  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??c VIVUS INC VIVUS INC (1)NAINDEX!CONDENSED CONSOLIDATED BALANCE !CONDENSED CONSOLIDATED STATEMEN!CONDENSED CONSOLIDATED STAT (1)!CONDENSED CONSOLIDATED STAT (2)!Revenue by Source and Geography!Revenue by Source and Geogr (1)3 SHAREBASED COMPENSATION!4 CASH CASH EQUIVALENTS AND AVA!4 CASH CASH EQUIVALENTS AND (1)Fair Value MeasurementsFair Value Measurements (1)5 ACCOUNTS RECEIVABLE 6 INVENTORIES!7 PREPAID EXPENSES AND OTHER CU!8 INTANGIBLE AND OTHER NONCURRE!8 INTANGIBLE AND OTHER NONC (1)!9 ACCRUED AND OTHER LIABILITIES!13 LONGTERM DEBT AND COMMITMENTSenior Secured Notes Due 2024 RevenuesNet product revenueCost of goods sold!Selling general and administrat!Research and development expensSummary Cash Flows!Issuer Purchases of Equity Secu EXHIBIT SIGNATURESTable of Contents! INDICATES MATERIAL THAT WAS OM! INDICATES MATERIAL THAT WA (1)! INDICATES MATERIAL THAT WA (2)! INDICATES MATERIAL THAT WA (3) EXHIBIT (1)! INDICATES MATERIAL THAT WA (4)! INDICATES MATERIAL THAT WA (5) TrueUp NEB! INDICATES MATERIAL THAT WA (6)! INDICATES MATERIAL THAT WA (7)! INDICATES MATERIAL THAT WA (8)! INDICATES MATERIAL THAT WA (9)! INDICATES MATERIAL THAT W (10)!Exhibit B Agreement Coordinator! INDICATES MATERIAL THAT W (11)! INDICATES MATERIAL THAT W (12) EXHIBIT A!insert names who will sign the Month YYYY or Quarter YYYYQuarter YYYY or Year YYYYIN WITNESS WHEREOF! INDICATES MATERIAL THAT W (13)! 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